Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: Sept. 15, 2021	Respondents: SHE Beverage Company, Inc. Lupe L. Rose, Sonja F. Shelby and Katherine E. Dirden Release No. LR-25206 See Also: SEC Complaint
Date: Sept. 15, 2021	Respondents: Eliseo Acosta Release No. LR-25205 See Also: SEC Complaint
Date: Sept. 14, 2021	Respondents: Paul Gilman, et al. Release No. LR-25204 See Also: Judgment , Opinion and Order
Date: Sept. 14, 2021	Respondents: ProSky, Inc., et al.; Release No. LR-25203 See Also: SEC Complaint
Date: Sept. 10, 2021	Respondents: Mark Ahn Release No. LR-25202 See Also: Judgment
Date: Sept. 10, 2021	Respondents: Todd Elliott Hitt et al. Release No. LR-25201
Date: Sept. 10, 2021	Respondents: Gomes et al.; Release No. LR-25200
Date: Sept. 8, 2021	Respondents: Frederick Bauman Release No. LR-25199 See Also: SEC Complaint
Date: Sept. 8, 2021	Respondents: Rivetz Corp., Rivetz International SEZC, and Steven K. Sprague Release No. LR-25198 See Also: SEC Complaint
Date: Sept. 7, 2021	Respondents: Johnny R. Thomas, et al. Release No. LR-25197
Date: Sept. 3, 2021	Respondents: Cavco Industries, Inc., Joseph Stegmayer, and Daniel Urness, Robert Scott Parkhurst Release No. LR-25196 See Also: et al. , SEC Complaint - Robert Scott Parkhurst
Date: Sept. 3, 2021	Respondents: Klaus Hofmann Release No. LR-25195 See Also: SEC Complaint
Date: Sept. 2, 2021	Respondents: Jason Dodd Bullard, Angela Romero-Bullard, and Bullard Enterprises LLC Release No. LR-25194 See Also: SEC Complaint
Date: Sept. 1, 2021	Respondents: Dawson L. Davenport, Elite Aerospace Group, Inc., Robert A. Gunton, Andrea J. Lindstrom, Michael P. Owens, Dustin B. Tillman, Julie A. Yale, and Zeeshawn S. Zia Release No. LR-25193 See Also: SEC Complaint
Date: Sept. 1, 2021	Respondents: Alexander Kon Release No. LR-25192
Date: Sept. 1, 2021	Respondents: Douglas E. Elstun Release No. LR-25191 See Also: Judgment
Date: Aug. 31, 2021	Respondents: Steven Fitzgerald Brown Release No. LR-25190 See Also: Judgment
Date: Aug. 31, 2021	Respondents: Tellone Management Group, Inc., et al. Release No. LR-25189 See Also: SEC Complaint
Date: Aug. 30, 2021	Respondents: Michael A. Bressman Release No. LR-25188 See Also: SEC Complaint
Date: Aug. 30, 2021	Respondents: Guillaume David Boccara Release No. LR-25187 See Also: SEC Complaint
Date: Aug. 30, 2021	Respondents: Donald G. Blakstad, et al. Release No. LR-25186 See Also: SEC Complaint
Date: Aug. 27, 2021	Respondents: Andrew L. Fassari Release No. LR-25185 See Also: SEC Complaint
Date: Aug. 27, 2021	Respondents: William B. McHenry Jr. and First South Investments, LLC Release No. LR-25184 See Also: SEC Complaint
Date: Aug. 25, 2021	Respondents: Carl Jensen and Stephen W. Gold, Defendants, and Kerry Margolis and Michael Hock, Relief Defendants Release No. LR-25183 See Also: SEC Complaint
Date: Aug. 25, 2021	Respondents: Manish Lachwani Release No. LR-25182 See Also: SEC Complaint
Date: Aug. 25, 2021	Respondents: John J. Woods, Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC Release No. LR-25181 See Also: SEC Complaint
Date: Aug. 25, 2021	Respondents: Sung Mo Jun, Joon Jun, Junwoo Chon, Ayden Lee, and Jae Hyeon Bae Release No. LR-25180 See Also: SEC Complaint
Date: Aug. 20, 2021	Respondents: Robert J. Mueller, et al. Release No. LR-25179 See Also: SEC Complaint
Date: Aug. 20, 2021	Respondents: Marcus Boggs Release No. LR-25178 See Also: SEC Complaint
Date: Aug. 19, 2021	Respondents: Brown et al. Release No. LR-25177
Date: Aug. 19, 2021	Respondents: Medsis International, Inc. et al. Release No. LR-25176 See Also: SEC Complaint
Date: Aug. 19, 2021	Respondents: William Scott Lawler and Natalie Bannister Release No. LR-25175 See Also: SEC Complaint
Date: Aug. 18, 2021	Respondents: Denise Grevas Release No. LR-25174 See Also: SEC Complaint
Date: Aug. 17, 2021	Respondents: Fusion Analytics Investment Partners, LLC, et al. Release No. LR-25173 See Also: SEC Complaint
Date: Aug. 17, 2021	Respondents: Arthur Hall and Rising Biosciences, Inc. Release No. LR-25172 See Also: SEC Complaint
Date: Aug. 17, 2021	Respondents: Jeffrey Slothower and Battery Private, Inc. Release No. LR-25171 See Also: SEC Complaint
Date: Aug. 17, 2021	Respondents: Matthew Panuwat Release No. LR-25170 See Also: SEC Complaint
Date: Aug. 16, 2021	Respondents: GPL Ventures LLC, GPL Management LLC, Alexander J. Dillon, Cosmin I. Panait, HempAmericana, Inc., Salvador E. Rosillo, Seaside Advisors, LLC, and Lawrence B. Adams Release No. LR-25169 See Also: SEC Complaint
Date: Aug. 13, 2021	Respondents: MJ Capital Funding, LLC, et al, Release No. LR-25168 See Also: SEC Complaint
Date: Aug. 13, 2021	Respondents: Ahmad Haris Tajyar and Eric Leo Marsoubian Release No. LR-25167 See Also: SEC Complaint
Date: Aug. 13, 2021	Respondents: The Movie Studio, Inc., et al. Release No. LR-25166 See Also: SEC Complaint
Date: Aug. 13, 2021	Respondents: Martin Adrian Ruiz et al. Release No. LR-25165 See Also: SEC Complaint
Date: Aug. 12, 2021	Respondents: Frederick L. Sharp et al. Release No. LR-25164 See Also: SEC Complaint
Date: Aug. 10, 2021	Respondents: Blessing K. Egbon Release No. LR-25163 See Also: SEC Complaint
Date: Aug. 9, 2021	Respondents: Evarist C. Amah Release No. LR-25162 See Also: SEC Complaint
Date: Aug. 9, 2021	Respondents: Carrillo et al.; Release No. LR-25161 See Also: SEC Complaint
Date: Aug. 9, 2021	Respondents: David Webb, Jr. Release No. LR-25160
Date: Aug. 9, 2021	Respondents: Leonard R. Barr Release No. LR-25159 See Also: SEC Complaint
Date: Aug. 5, 2021	Respondents: Oleksandr Ieremenko, Sungjin Cho, David Kwon, Igor Sabodakha, Victoria Vorochek, Ivan Olefir, Andrey Sarafanov, Capyield Systems Ltd., Spirit Trade Ltd. Release No. LR-25158
Date: Aug. 4, 2021	Respondents: Uulala, Inc., Oscar Garcia, and Matthew Loughran Release No. LR-25157 See Also: SEC Complaint
Date: Aug. 4, 2021	Respondents: Spartan Securities Group, Ltd., et al. Release No. LR-25156
Date: Aug. 3, 2021	Respondents: Live Ventures Incorporated, JanOne Inc. (f/k/a Appliance Recycling Centers of America, Inc.), John Isaac a/k/a Jon Isaac, Kingston Diversified Holdings LLC, and Virland A. Johnson Release No. LR-25155 See Also: SEC Complaint
Date: Aug. 2, 2021	Respondents: Michael Shustek and Vestin Mortgage LLC Release No. LR-25154 See Also: SEC Complaint
Date: July 30, 2021	Respondents: Edward Wooten., et al. Release No. LR-25153 See Also: SEC Complaint
Date: July 29, 2021	Respondents: Lupo Securities, LLC Release No. LR-25152 See Also: SEC Complaint
Date: July 28, 2021	Respondents: George Heckler Release No. LR-25151
Date: July 28, 2021	Respondents: Joseph Taub et al. Release No. LR-25150 See Also: Judgment
Date: July 28, 2021	Respondents: Mine Shaft Brewing, LLC et al. Release No. LR-25149 See Also: SEC Complaint
Date: July 22, 2021	Respondents: Outdoor Capital Partners, LLC Release No. LR-25148 See Also: SEC Complaint
Date: July 22, 2021	Respondents: Charlie Abujudeh Release No. LR-25147 See Also: SEC Complaint
Date: July 21, 2021	Respondents: Rahulkumar "Rahul" M. Patel Release No. LR-25146 See Also: SEC Complaint
Date: July 21, 2021	Respondents: Suneet Singal, First Capital Real Estate Investments, LLC, First Capital Real Estate Advisors LP, and First Capital Real Estate Trust Inc. Release No. LR-25145
Date: July 20, 2021	Respondents: Profit Connect Wealth Services, Inc., Joy I. Kovar, and Brent C. Kovar Release No. LR-25144 See Also: SEC Complaint
Date: July 15, 2021	Respondents: Marlon Muller Release No. LR-25143 See Also: SEC Complaint
Date: July 15, 2021	Respondents: Jefferey A. Gordon, Blue Rock Ventures, LLC, and Windy City Accelerated Returns Venture I Release No. LR-25142 See Also: SEC Complaint
Date: July 15, 2021	Respondents: Michael Palleschi and David Lethem Release No. LR-25141 See Also: SEC Complaint
Date: July 13, 2021	Respondents: Jonathan Mimun a/k/a Jonathan Maymon and Ronn BenHarav Release No. LR-25140 See Also: SEC Complaint
Date: July 13, 2021	Respondents: Shimon Rosenfeld Release No. LR-25139 See Also: SEC Complaint
Date: July 7, 2021	Respondents: Westport Capital Markets, LLC and Christopher E. McClure Release No. LR-25138
Date: July 7, 2021	Respondents: Parallax Health Sciences, Inc., Paul Arena and Nathaniel Bradley Release No. LR-25137 See Also: SEC Complaint
Date: July 2, 2021	Respondents: Dropil, Inc., Jeremy McAlpine, Zachary Matar, and Patrick O'Hara Release No. LR-25136
Date: July 2, 2021	Respondents: Michael Barry Carter Release No. LR-25135
Date: July 2, 2021	Respondents: Lambert Vander Tuig, Ben Schactschneider, Capital Development Resources f/k/a Biosynetics, and Biosynetics Management, and Relief Defendant Galileo Labs, Inc. Release No. LR-25134 See Also: SEC Complaint
Date: July 2, 2021	Respondents: Roger Nils-Jonas Karlsson Release No. LR-25133 See Also: Judgment
Date: July 2, 2021	Respondents: Gerardo de Nicolás et al. Release No. LR-25132 See Also: SEC Complaint , Judgment as to Carlos Javier Moctezuma Velasco , tiz , rrez , Judgment as to Noe Corrales Reyes
Date: July 1, 2021	Respondents: Contrarian Press, LLC, Scott S. Fraser, and Nathan Yeung Release No. LR-25131
Date: July 1, 2021	Respondents: Shawn F. Hackman Release No. LR-25130 See Also: Application
Date: June 30, 2021	Respondents: Ron Phillips Release No. LR-25129 See Also: SEC Complaint
Date: June 29, 2021	Respondents: SkiHawk Capital Partners, LLC, et al. Release No. LR-25128 See Also: SEC Complaint
Date: June 29, 2021	Respondents: Matthew J. Skinner, et al. Release No. LR-25127 See Also: SEC Complaint
Date: June 29, 2021	Respondents: Gregory David Paris and Barrington Asset Management, Inc. Release No. LR-25126 See Also: SEC Complaint
Date: June 29, 2021	Respondents: John Robert Jones, Jr. Release No. LR-25125 See Also: SEC Complaint
Date: June 25, 2021	Respondents: Princeton Alternative Funding LLC, Microbilt Corporation, Philip N. Burgess, Jr., Walter Wojciechowski, and John Cook, Defendants Release No. LR-25124 See Also: SEC Complaint
Date: June 25, 2021	Respondents: Nathaniel Brown, Benjamin Wylam, Naveen Sood, Marcus Bannon, Matthew Rauch, and Naresh Ramaiya Release No. LR-25123
Date: June 25, 2021	Respondents: Wang Release No. LR-25122
Date: June 23, 2021	Respondents: Asante K. Berko Release No. LR-25121 See Also: SEC Complaint , Final Judgment as to Asante Berko
Date: June 23, 2021	Respondents: Joseph Geromini Release No. LR-25120 See Also: SEC Complaint
Date: June 22, 2021	Respondents: Ramiro Jose Sugranes, UCB Financial Advisers, Inc. and UCB Financial Services Limited Release No. LR-25119 See Also: SEC Complaint
Date: June 21, 2021	Respondents: Mark A. Miller Release No. LR-25118 See Also: SEC Complaint
Date: June 15, 2021	Respondents: Ali Asif Hamid, Michael Gietz, and Cristine Page a/k/a Cristina Page Release No. LR-25117 See Also: SEC Complaint
Date: June 15, 2021	Respondents: Robert Joseph Armijo, et al. Release No. LR-25116 See Also: SEC Complaint
Date: June 11, 2021	Respondents: Edgar M. Radjabli, et. al. Release No. LR-25115 See Also: SEC Complaint
Date: June 11, 2021	Respondents: Wellness Matrix Group, Inc. and George Todt Release No. LR-25114 See Also: SEC Complaint
Date: June 11, 2021	Respondents: Cell>Point, LLC, Terry A. Colip, and Greg R. Colip Release No. LR-25113 See Also: SEC Complaint
Date: June 10, 2021	Respondents: Luca International Group, LLC, et al. Release No. LR-25112
Date: June 9, 2021	Respondents: Matthew O. Clason Release No. LR-25111
Date: June 9, 2021	Respondents: Edward E. Matthes Release No. LR-25110
Date: June 7, 2021	Respondents: Property Income Investors LLC, et al. Release No. LR-25109A See Also: SEC Complaint
Date: June 7, 2021	Respondents: Thomas Nicholas Salzano Release No. LR-25108 See Also: SEC Complaint
Date: June 2, 2021	Respondents: Kevin T. Carney, Jonathan D. Freeze, and Robert J. Irey Release No. LR-25107 See Also: SEC Complaint