Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: June 2, 2022	Respondents: Anthony Sirotka Release No. LR-25406 See Also: SEC Complaint
Date: June 2, 2022	Respondents: Robert Samuel Shumake, Jr., et al Release No. LR-25407
Date: June 2, 2022	Respondents: Jennifer Campbell Release No. LR-25408 See Also: SEC Complaint
Date: June 1, 2022	Respondents: Mohammed Pithapurwala, Ammar Kutiyanawalla, and Alifiya Kutiyanawalla Release No. LR-25403 See Also: SEC Complaint , Judgment - Alifiya Kutiyanawalla , Judgment - Mohammed Pithapurwala
Date: June 1, 2022	Respondents: iFresh, Inc. and Long Deng Release No. LR-25404 See Also: SEC Complaint
Date: June 1, 2022	Respondents: John Henderson, et al. Release No. LR-25405
Date: May 31, 2022	Respondents: Martin A. Sumichrast Release No. LR-25402 See Also: SEC Complaint
Date: May 27, 2022	Respondents: Cornerstone Acquisition & Management Company LLC, Derren Lee Geiger, and She Hwea Ngo Release No. LR-25400 See Also: SEC Complaint
Date: May 27, 2022	Respondents: Hugues Pierre Joublin Release No. LR-25401 See Also: SEC Complaint
Date: May 25, 2022	Respondents: Andrew M, Middlebrooks, et al Release No. LR-25399 See Also: SEC Complaint
Date: May 24, 2022	Respondents: Frank B. Glassner Release No. LR-25398 See Also: SEC Complaint
Date: May 19, 2022	Respondents: Sohrab (Sam") Sharma Release No. LR-25396
Date: May 19, 2022	Respondents: Wynn Charlebois et al. Release No. LR-25397 See Also: SEC Complaint
Date: May 17, 2022	Respondents: Jillian Sidoti Release No. LR-25394
Date: May 17, 2022	Respondents: Richard T. Diver Release No. LR-25395
Date: May 16, 2022	Respondents: StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia and Eric D. Lachow Release No. LR-25393 See Also: SEC Complaint
Date: May 12, 2022	Respondents: Frederick L. Sharp et al. Release No. LR-25392
Date: May 11, 2022	Respondents: Brenda Smith, et al. Release No. LR-25390
Date: May 11, 2022	Respondents: Lev Parnas and David Correia Release No. LR-25391
Date: May 10, 2022	Respondents: Manuel A. Romero Release No. LR-25389 See Also: SEC Complaint
Date: May 9, 2022	Respondents: TKO Farms, Inc., et al. Release No. LR-25386 See Also: SEC Complaint
Date: May 9, 2022	Respondents: Sepehr Sarshar Release No. LR-25387 See Also: Judgment
Date: May 9, 2022	Respondents: Steven F. Muntin Release No. LR-25388
Date: May 6, 2022	Respondents: Shawn F. Hackman Release No. LR-25385 See Also: Judgment , Order Granting Application
Date: May 5, 2022	Respondents: Derek J. Slattery and TradeSmart Software RIC Corporation Release No. LR-25382 See Also: SEC Complaint
Date: May 5, 2022	Respondents: Michael Forster Release No. LR-25383 See Also: SEC Complaint
Date: May 5, 2022	Respondents: Mark Marchi Release No. LR-25384 See Also: SEC Complaint
Date: May 4, 2022	Respondents: David Lee Stone and John Robson, et al. Release No. LR-25381 See Also: SEC Complaint
Date: May 3, 2022	Respondents: BTIG, LLC Release No. LR-25380 See Also: Final Judgment
Date: May 2, 2022	Respondents: Synergy Settlement Services, Inc., Foundation for Those with Special Needs, Special Needs Law Firm PLLC, Jason D. Lazarus, and Anthony F. Prieto, Jr. Release No. LR-25379 See Also: SEC Complaint
Date: April 29, 2022	Respondents: Cattlin et al, Page et al Release No. LR-25378
Date: April 28, 2022	Respondents: Block Bits Capital, LLC, Block Bits Capital GP I, LLC and Japheth Dillman, Civ. Action, David B. Mata Release No. LR-25376 See Also: SEC Complaint - Block Bits , SEC Complaint - Mata
Date: April 28, 2022	Respondents: Steven Chiang a/k/a Cyrus Kong, Eric Tippetts, James Hardy, and Maurice "Butch" Chelliah Release No. LR-25377
Date: April 27, 2022	Respondents: American Equities, Inc., American Eagle Mortgage Management, LLC, Ross C. Miles and Maureen T. Wile Release No. LR-25375 See Also: SEC Complaint
Date: April 22, 2022	Respondents: Bernard L. Compton Release No. LR-25374 See Also: Judgment
Date: April 20, 2022	Respondents: Moshe Strugano and Rinat Gazit Release No. LR-25373 See Also: SEC Complaint
Date: April 19, 2022	Respondents: Shawn E. Good Release No. LR-25371 See Also: SEC Complaint
Date: April 19, 2022	Respondents: Domenic Calabrigo et al. Release No. LR-25372 See Also: SEC Complaint , Order
Date: April 18, 2022	Respondents: Fernando Passos, Civ. Action Release No. LR-25370 See Also: SEC Complaint
Date: April 15, 2022	Respondents: Dean Shah et al. Release No. LR-25367 See Also: SEC Complaint
Date: April 15, 2022	Respondents: Carl Iberger and Timothy Iberger Release No. LR-25368 See Also: SEC Complaint
Date: April 15, 2022	Respondents: Damon Elliott, et al. Release No. LR-25369
Date: April 14, 2022	Respondents: Joseph Salvatore DeVito (a/k/a Salvatore DeVito) and Dean Anthony Esposito (a/k/a Dean Anthony) Release No. LR-25363 See Also: SEC Complaint
Date: April 14, 2022	Respondents: Mark Loman Release No. LR-25364, AAER-4293 See Also: Administrative Proceedings Release
Date: April 14, 2022	Respondents: Benja Inc. and Andrew Chapin Release No. LR-25365 See Also: Judgment
Date: April 14, 2022	Respondents: Ronald Bauer et al. Release No. LR-25366 See Also: SEC Complaint
Date: April 13, 2022	Respondents: Kay X. Yang Release No. LR-25362 See Also: SEC Complaint
Date: April 12, 2022	Respondents: Justin Wallace Herman, Anthony Michael Baker, Ian Horn, and Island Capital Inc Release No. LR-25361 See Also: SEC Complaint
Date: April 11, 2022	Respondents: Eric A. Alexander, Scott A. Merkelson Release No. LR-25357 See Also: SEC Complaint - Alexander , SEC Complaint - Merkelson
Date: April 11, 2022	Respondents: Anthony Salandra Release No. LR-25358 See Also: SEC Complaint
Date: April 11, 2022	Respondents: Julie Minuskin, Joshua Stoll, Dennis DiRicco, Tom Casey and Golden Genesis, Inc. Release No. LR-25359 See Also: SEC Complaint
Date: April 11, 2022	Respondents: Global Investment Strategy UK Ltd. and John William Gunn Release No. LR-25360 See Also: SEC Complaint , Order - John William Gunn , Order - Global Investment Strategy UK Ltd
Date: April 5, 2022	Respondents: Airborne Wireless Network, et al. Release No. LR-25355
Date: April 5, 2022	Respondents: David J. Bunevacz et al. Release No. LR-25356 See Also: SEC Complaint
Date: April 1, 2022	Respondents: Dow Rockwell LLC and Richard Dow Rockwell Release No. LR-25354 See Also: SEC Complaint
Date: March 31, 2022	Respondents: Chatfield PCS Ltd. et al. Release No. LR-25351
Date: March 31, 2022	Respondents: Richard G. Duncan Release No. LR-25352
Date: March 31, 2022	Respondents: Gregory Lemelson, Lemelson Capital Management, LLC, and The Amvona Fund Release No. LR-25353 See Also: Judgment
Date: March 29, 2022	Respondents: Hari Prasad Sure, et al., Civ. Act. Release No. LR-25350 See Also: SEC Complaint
Date: March 24, 2022	Respondents: Knox et al. Release No. LR-25349 See Also: Final Judgment - Michael Gastauer
Date: March 17, 2022	Respondents: Scott Allen Fries Release No. LR-25347
Date: March 17, 2022	Respondents: Francis Biller, et al. Release No. LR-25348 See Also: SEC Complaint
Date: March 15, 2022	Respondents: Eric C. Malley, et al. Release No. LR-25343 See Also: Judgment - MGCapital Management LP , Judgment - MG Capital Realty Management LLC , Judgment - EricC. Malley , Judgment - MG GP III LP
Date: March 15, 2022	Respondents: S-Ray Incorporated and Stephen Alexander Baird Release No. LR-25344 See Also: SEC Complaint
Date: March 15, 2022	Respondents: Cell Point, LLC, Terry A. Colip, and Greg R. Colip Release No. LR-25345
Date: March 15, 2022	Respondents: Mario E. Rivero Release No. LR-25346 See Also: SEC Complaint
Date: March 9, 2022	Respondents: Stefan H. Qin, et al. Release No. LR-25342
Date: March 8, 2022	Respondents: John Barksdale, JonAtina Barksdale Release No. LR-25341 See Also: SEC Complaint
Date: March 2, 2022	Respondents: Joseph Orazio DeGregorio Release No. LR-25339 See Also: SEC Complaint
Date: March 2, 2022	Respondents: Cambridge Investment Research Advisors, Inc., et al. Release No. LR-25340 See Also: SEC Complaint
Date: March 1, 2022	Respondents: Andrew T.E. Coldicutt Release No. LR-25338 See Also: SEC Complaint
Date: Feb. 28, 2022	Respondents: Ofer Abarbanel et al. Release No. LR-25336 See Also: SEC Complaint , Judgment - Chilelli , Judgment - Income Collecting 1-3 Months T-bills Mutual Fund
Date: Feb. 28, 2022	Respondents: Martin Shkreli, et al. Release No. LR-25337
Date: Feb. 25, 2022	Respondents: Marguerite Cassandra Toroian and Bell Rock Capital, LLC Release No. LR-25335 See Also: SEC Complaint
Date: Feb. 24, 2022	Respondents: Arthur S. Hoffman Release No. LR-25334 See Also: SEC Complaint
Date: Feb. 22, 2022	Respondents: John-Michael Havrilla Release No. LR-25333 See Also: SEC Complaint
Date: Feb. 17, 2022	Respondents: James Velissaris Release No. LR-25331 See Also: SEC Complaint
Date: Feb. 17, 2022	Respondents: Global Wholehealth Partners Corp., Charles Strongo, Brian M. Volmer, Joshua Yafa, Jamie M. Yafa, and Empire Associates, Inc. Release No. LR-25332 See Also: SEC Complaint
Date: Feb. 11, 2022	Respondents: Seyed Taher Kameli, et al. Release No. LR-25328 See Also: Judgment
Date: Feb. 11, 2022	Respondents: Mark J. Boucher and Strategic Wealth Advisor Group Services Inc. Release No. LR-25329 See Also: Order
Date: Feb. 11, 2022	Respondents: Nathaniel Brown, Benjamin Wylam, Naveen Sood, Marcus Bannon, Matthew Rauch, And Naresh Ramaiya Release No. LR-25330
Date: Feb. 10, 2022	Respondents: Edward S. Walczak Release No. LR-25327 See Also: Judgment
Date: Feb. 9, 2022	Respondents: Robert Lenard Booth, Michael D'Urso, Daniel T. Wellcome Jr., Alyssa D'Urso, Antonella Chiaramonte, and Jay Garnock) Release No. LR-25326 See Also: SEC Complaint
Date: Feb. 8, 2022	Respondents: George S. Blankenbaker, et al Release No. LR-25324
Date: Feb. 7, 2022	Respondents: Michael M. Beck, a/k/a @BigMoneyMike6, and Relief Defendant Helen P. Robinson Release No. LR-25325 See Also: SEC Complaint
Date: Feb. 2, 2022	Respondents: Safeguard Metals LLC and Jeffrey S. Santulan Release No. LR-25322 See Also: SEC Complaint
Date: Feb. 2, 2022	Respondents: Robert Samuel Shumake, Jr., et al Release No. LR-25323 See Also: Judgment - Willard L. Jackson , LLC , s Motion For Entry Of Judgments By Consent
Date: Jan. 28, 2022	Respondents: HeadSpin, Inc. Release No. LR-25320 See Also: SEC Complaint
Date: Jan. 28, 2022	Respondents: SeeThruEquity, LLC, Ajay Tandon, and Amit Tandon Release No. LR-25321 See Also: Judgment
Date: Jan. 26, 2022	Respondents: German Nino Release No. LR-25316 See Also: SEC Complaint
Date: Jan. 26, 2022	Respondents: Gary Pryor, et al Release No. LR-25317 See Also: Consent Judgment as to Rebecca Pryor , ZipRemit and Lendaily
Date: Jan. 26, 2022	Respondents: David J.C. Bolton Release No. LR-25318 See Also: SEC Complaint
Date: Jan. 26, 2022	Respondents: Milrud Release No. LR-25319
Date: Jan. 25, 2022	Respondents: CKB168 Holdings Ltd., et al. Release No. LR-25315
Date: Jan. 24, 2022	Respondents: Viktor Gjonaj Release No. LR-25313
Date: Jan. 21, 2022	Respondents: Ronald C. Montano, et al. Release No. LR-25312 See Also: Judgment
Date: Jan. 21, 2022	Respondents: Justin W. Keener d/b/a JMJ Financial Release No. LR-25314 See Also: Judgment
Date: Jan. 19, 2022	Respondents: Phillip W. Offill, Jr. and Justin W. Herman Release No. LR-25309 See Also: SEC Complaint
Date: Jan. 19, 2022	Respondents: Peter Baker, et al. Release No. LR-25310 See Also: Judgment and Order
Date: Jan. 19, 2022	Respondents: David P. Forte, Gregory P. Manning and John D. Younis Release No. LR-25311 See Also: SEC Complaint